Compliance Analyst, AML
@Resorts World Las Vegas posted 3 seconds ago in Casino Operations Shortlist Email JobJob Detail
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Job ID 13778
Job Description
The AML Compliance Analyst is responsible for assisting the Compliance Department with the Company’s AML Program, which includes audits, Know-Your-Customer and Enhanced Due Diligence investigations, and Currency Transaction Reports and Suspicious Activity Reports. As an AML Compliance Analyst, you will collaborate with AML team members to ensure the Company adheres to all rules and regulations related to the Bank Secrecy Act. The successful candidate is someone who has strong interpersonal skills and the ability to work in a fast-paced environment.
Primary Job Duties: Includes, but is not limited to:
- Assist with development and execution of training on policies, procedures, and processes for the AML compliance program within the organization.
- Perform investigations and analysis into transactions involving cash, credit, and chips and prepare Suspicious Activity Reviews (SARs) and Currency Transaction Reports (CTRs) content to ensure filings are accurate and completed within prescribed regulatory guidance and deadlines.
- Conduct Title 31 daily audits using multiple reports and sources from Cage/Credit, Table Games, Race & Sports, and other operational departments, analyzing the content and findings and adjusting reports as needed and issuing exceptions as required.
- Conduct extensive Know Your Customer (KYC)/Customer Due Diligence/Enhanced Due Diligence investigations of patrons; analyze multiple databases and reports involving backgrounds, creditworthiness, regulatory investigations, criminal history and civil litigation, financial reports, corporate and financial documentation, as well as transactions involving cash, credit, and, chips and, using independent judgment on the findings of such investigation, prepare reports with supporting documentation that clearly explain risk mitigation recommendations based on the transaction analysis and due diligence.
- Assist with AML audits, including reviewing reports, regulatory filings, and other documents for internal and/or external AML, IRS, Nevada gaming, and OFAC audits.
- Assist with investigations into inquiries from the Nevada Gaming Control Board or other federal, state, or local agencies on regulatory matters.
- Gain understanding and knowledge of Title 31, FinCEN requirements and guidance, IRS requirements, OFAC guidance, Nevada gaming regulatory requirements, and industry best practices in AML programs.
- Assist with and create comprehensive reports and exhibits for Anti-Money Laundering (AML) Committee, as well as presenting report findings before the AML Department Committee.
- Implement plans and strategies to mitigate AML-related risks for the company.
- Assist the Supervisor of AML Compliance in AML suspicious reporting monitoring, review, and investigation, which includes compiling information, working with various organizational departments to gather information; monitor cash, credit, and chip transactions; and wagering activities and history.
- Work with multiple databases and technologies to ensure efficient reporting and monitoring of transactions.
- Perform other job-related duties as requested.
Qualifications: – Includes, but is not limited to:
- Knowledge of patron management systems and other AML-related systems for filing of regulatory reports.
- Ability to communicate effectively in English.
- Excellent communication skills, verbal and written.
- Ability to obtain and maintain full knowledge and understanding of Company and Departmental rules and regulations, policies, and procedures.
- Detail oriented; high integrity; and quality driven.
- Intermediate knowledge of Microsoft Word and Excel.
- Ability to work varied shifts, including nights, weekends, and holidays.
Minimum Education And Experience:
- At least one year of compliance experience in the gaming/casino industry or corporate investigations.
- At least three years of experience in the gaming/casino industry in cage/credit, fraud, internal audit, or operations department.
Preferred:
- Bachelor’s degree or experience in gaming.
- Knowledge of AML and Nevada gaming regulations and basic understanding of gaming/casino transactions.
Certificates, Licenses, Regulations:
- Proof of eligibility to work in the United States.
- Position required licenses include Nevada Gaming Employee Registration.
Minimum Education And Experience:
- ACAMS certification within 1 year
- Proof of eligibility to work in the United States
- Ability to obtain Nevada Gaming Employee Registration
Physical Demands:
The physical demands described here are representative of those that must be met by a team member to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
- Work is typically performed in an office environment.
- Must be tolerant to varying conditions of noise level, temperature, illumination, and air quality.
- Prolonged sitting/standing.
- Bending and reaching.
- Transporting, pushing, pulling, lifting, and maneuvering items weighing up to 10 lbs.
- Eye/hand coordination.
- Ability to comply with Policies and Procedures, Job Description, daily memorandums, chemical labels (MSDS) and other instructions.
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